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1 Chinese walls
Chinese walls BANK, STOCK Informationsblockade f, chinesische Mauer f, strikte Informationsbarriere f, innere Abschottung f, Auskunftssperre f (information barrier, sometimes notional, between Research/Investment Analysis and Investment Banking to prevent the exchange of confidential information, so as to avoid the illegal use of inside information); Vertraulichkeitsbereich m, Vertraulichkeitsbereiche mpl (between Research and Investment Banking, an attempt to avoid a conflict of interests) • erect Chinese walls BANK, FIN Vertraulichkeitsbereiche einrichten (an information barrier, sometimes notional, between Research/Investment Analysis and Investment Banking, an attempt to avoid a conflict of interests, Versuch der Eindämmung konfligierender Interessen zwischen den Abteilungen Analyse/Research und dem ‚verkaufs- und beratungsorientierten’ Investment Banking); (ein Unternehmen) auf die Kontrollliste setzen (synonymous: put a company on the watch list –Kontrollliste– to avoid conflicts of interest; cf watch list)Englisch-Deutsch Fachwörterbuch der Wirtschaft > Chinese walls
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2 Chinese walls
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3 erect Chinese walls
erect v Chinese walls BANK, MGT Vertraulichkeitsbereiche einrichten (between Research/Investment Analysis and Investment Banking, an attempt to avoid a clash of interests, Versuch der Eindämmung konfligierender Interessen zwischen den Abteilungen Analyse/Research und dem ‚verkaufsorientierten’ Investment Banking); (ein Unternehmen) auf die Kontrollliste setzen (put a company on the watch list –Kontrollliste– to avoid conflicts of interest; cf watch list)Englisch-Deutsch Fachwörterbuch der Wirtschaft > erect Chinese walls
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4 Black List
Black List 1. BANK, FIN Sperrliste f; Kontrollliste f (list with the names of persons and firms: an instrument used by investment banks to build up an information barrier -which sometimes is notional- between Research/Investment Analysis and Investment Banking/Sales in an attempt to avoid a conflict of interests; in Compliance-Abteilungen von Investmentbanken ein Versuch der Eindämmung konfligierender Interessen zwischen den Abteilungen Analyse/Research und dem verkaufs- und beratungsorientierten Investment Banking; vgl. Chinese Walls; synonymous: watch list); 2. IMP/EXP, POL schwarze Boykottliste f (Liste der Arabischen Liga mit den Namen von Firmen, die mit Israel Handel treiben, weshalb beim Export in viele Länder des Nahen Ostens ein 'Black List Certificate', ausgestellt vom Konsulat des Importlandes im Exportland, erforderlich ist) -
5 restricted list
restricted list BANK, FIN Verbotsliste f, Sperrliste f (list of names of persons and firms; handling of interest conflicts, in Bank-Compliance-Abteilungen ein Instrument zur Handhabung von Interessenkonflikten; cf Chinese walls)Englisch-Deutsch Fachwörterbuch der Wirtschaft > restricted list
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6 wall crossing
wall crossing BANK, FIN bereichsüberschreitender Informationsfluss m (zwischen Verkaufs- und Analyseabteilung der Bank; cf Chinese walls)Englisch-Deutsch Fachwörterbuch der Wirtschaft > wall crossing
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7 watch list
watch list 1. FIN, STOCK Beobachtungsliste f, Liste f beobachteter Unternehmen (research, investment analysis, rating: SAP z. B. steht bei ca. 80-100 Unternehmen des Finanzsektors auf der Beobachtungsliste); 2. BANK, LAW Kontrollliste f, Watchlist f (generally any companies being advised by Investment Banking –IB– are put on a watch list and the research department –investment analysis– stops producing research; however they may still assist their IB colleagues on the assignment, an attempt to avoid a conflict of interests, i.e. not a very strong divide between the two units, cf Chinese walls; Firmenliste der Compliance-Abteilung: alle Unternehmen, von denen ein IB-Beratungsmandat vorliegt, kommen auf die ‚Watch List’ der beratenden Investment Bank, worauf die Investment-Analyse für das auf der Beobachtungsliste stehende Unternehmen zur Sicherung einer gewissen Vertraulichkeit eingestellt wird); 3. POL, LAW, LEIS (AE) Personenbeobachtungsliste f, Watchlist f
См. также в других словарях:
chinese walls — are regulatory information barriers that aim to stop the flow of information that could be misused, especially in financial corporations … The small dictionary of idiomes
chinese walls — Chinese walls are regulatory information barriers that aim to stop the flow of information that could be misused, especially in financial corporations. (Dorking School Dictionary) … English Idioms & idiomatic expressions
Chinese walls — Chinese walls are regulatory information barriers that aim to stop the flow of information that could be misused, especially in financial corporations … Dictionary of English idioms
Chinese walls — An information barrier between an organization’s departments and divisions to block the dissemination of sensitive information. Chinese walls are intended to prevent *conflicts of interest or the abuse of *price sensitive information. In… … Auditor's dictionary
Chinese Walls — im Rahmen von ⇡ Compliance Maßnahmen zu schaffende Abgrenzung zur Wahrung der Vertraulichkeit. C.W. wurden verstärkt gefordert aufgrund von Interessenkonflikten zwischen ⇡ Investment Banking und Aktienanalyse. Literatursuche zu Chinese Walls auf … Lexikon der Economics
Chinese walls — /ˌtʃaɪni:z wɔ:lz/ plural noun imaginary barriers between departments in the same organisation, set up to avoid insider dealing or conflict of interest (as when a merchant bank is advising on a planned takeover bid, its investment department… … Dictionary of banking and finance
Chinese wall — n. A policy used by securities firms that prevents all departments from accessing nonpublic information in order to prevent insider trading and self dealing. The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy… … Law dictionary
Chinese wall — For other uses, see Chinese wall (disambiguation). In business, a Chinese wall or firewall is an information barrier implemented within a firm to separate and isolate persons who make investment decisions from persons who are privy to undisclosed … Wikipedia
Chinese wall — Communication barrier between financiers (investment bankers) and traders. This barrier is erected to prevent the sharing of inside information that bankers are likely to have. The New York Times Financial Glossary Communication barrier between… … Financial and business terms
Chinese Wall — A Chinese Wall separates two departments within an investment bank to ensure that conflicts of interest do not arise. London Stock Exchange Glossary * * * Chinese wall Chi‧nese wall [ˌtʆaɪniːz ˈwɔːl ǁ ˈwɒːl] noun [countable usually plural]… … Financial and business terms
Chinese Wall — The ethical barrier between different divisions of a financial (or other) institution to avoid conflict of interest. A Chinese Wall is said to exist, for example, between the corporate advisory area and the brokering department of a financial… … Investment dictionary
